Compliance Toolkit: Protecting Charities from Harm

Chapter 2: Due Diligence, Monitoring and verification of the end use of funds

The public and those donating to charity should have confidence that money donated is used for legitimate purposes and is reaching its intended beneficiaries. This chapter aims to make all trustees aware of their legal duties and responsibilities in carrying out appropriate due diligence checks on those individuals and organisations that give money to, receive money from or work closely with their charity, and to identify and manage any associated risks. It also gives trustees practical advice on carrying out proper monitoring and verification of the end use of funds where charities give money to local partners and beneficiaries.

The chapter is in three parts:

Summary: Due Diligence, Monitoring and verification of the end use of funds

Due Diligence, Monitoring and verification of the end use of funds

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Practical Tools:
   
Tool 1: The risk assessment cycle
Tool 2: Strengths, weaknesses, opportunities, and threats (SWOT) analysis
Tool 3: PESTLE Analysis
Tool 4: Risk Matrix
Tool 5: Risk Assessment Checklist
Tool 6: Know your donor - key questions
Tool 7: Suspicious donations log
Tool 8: 'Know Your Partner' key issues to think about
Tool 9: Verification of proposed partner form
Tool 10: Outline partnership agreement
Tool 11: Grant Monitoring Report - declaration by partner organisations
Tool 12: Monitoring visit checklist
Tool 13: Options for on-site inspections
Tool 14: Monitoring visit log
Tool 15: Project Monitoring checklist
Tool 16: Due Diligence - core principles
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